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James Ernest Dickerson

Fmsa

Delray Beach, FL

French Settlement, LA

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Current Employers
Fmsa

Delray Beach, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-10
LA RA APPROVED 2025-03-24
  • TX RA
    APPROVED_RES
    Since 2025-12-10
  • LA RA
    APPROVED
    Since 2025-03-24

Branch Locations

Delray Beach, FL • United States

French Settlement, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cns Corporation Kansas City MO 10/2011 03/2017
N.I.S. Financial Services, Inc. Kansas City MO 10/2011 03/2017
Louisiana Wholesale Drugs Laffette LA 10/2011 Present
Royal Alliance Associates Lafayette LA 04/2017 04/2018
Physicians Mutual Lafayette LA 04/2018 12/2018
Allstate Insurance Co Gonzalez LA 12/2018 03/2025
Lsa Securities Llc Gonzalez LA 12/2018 03/2025
  • 10/2011 → 03/2017
    Cns Corporation
    Kansas City, MO
  • 10/2011 → 03/2017
    N.I.S. Financial Services, Inc.
    Kansas City, MO
  • 10/2011 → Present
    Louisiana Wholesale Drugs
    Laffette, LA
  • 04/2017 → 04/2018
    Royal Alliance Associates
    Lafayette, LA
  • 04/2018 → 12/2018
    Physicians Mutual
    Lafayette, LA
  • 12/2018 → 03/2025
    Allstate Insurance Co
    Gonzalez, LA
  • 12/2018 → 03/2025
    Lsa Securities Llc
    Gonzalez, LA
Other Businesses

LOUISIANA WHOLESALE DRUGS. Delivery Driver 2085 I-49 S Service Rd, Sunset, LA 70584. Duties: deliver pharmaceuticals to independent pharmacies in the Walker and Hammond area. Time devoted: 15%, 60 hr/mo, 20 hr/mo during trading hours. Not investment related. Start date 10/21/11. Fixed Insurance Sales James Dickerson Independent Fixed Insurance Sales 19385 Aydell Ln. French Settlement, LA 70733 I sale fixed insurance products to my investment clients. I own my book of business. I average 15 hours a week for my sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-09-21
  • S63 Uniform Securities Agent State Law Examination
    2012-09-21
Other Names
  • James E Dickerson

View on SEC IAPD

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