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Delray Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-10 |
| LA | RA | APPROVED | 2025-03-24 |
Branch Locations
Delray Beach, FL • United States
French Settlement, LA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cns Corporation | Kansas City | MO | 10/2011 | 03/2017 |
| N.I.S. Financial Services, Inc. | Kansas City | MO | 10/2011 | 03/2017 |
| Louisiana Wholesale Drugs | Laffette | LA | 10/2011 | Present |
| Royal Alliance Associates | Lafayette | LA | 04/2017 | 04/2018 |
| Physicians Mutual | Lafayette | LA | 04/2018 | 12/2018 |
| Allstate Insurance Co | Gonzalez | LA | 12/2018 | 03/2025 |
| Lsa Securities Llc | Gonzalez | LA | 12/2018 | 03/2025 |
LOUISIANA WHOLESALE DRUGS. Delivery Driver 2085 I-49 S Service Rd, Sunset, LA 70584. Duties: deliver pharmaceuticals to independent pharmacies in the Walker and Hammond area. Time devoted: 15%, 60 hr/mo, 20 hr/mo during trading hours. Not investment related. Start date 10/21/11. Fixed Insurance Sales James Dickerson Independent Fixed Insurance Sales 19385 Aydell Ln. French Settlement, LA 70733 I sale fixed insurance products to my investment clients. I own my book of business. I average 15 hours a week for my sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-09-21 |
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