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Robert L Foltz

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 5989523

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-05-27
  • CO RA
    APPROVED
    Since 2017-05-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 10/2011 Present
Other Businesses

1) Rental Property | Investment Related:No|not applicable yet|Not applicable yet|CO|80125|USA|Hotels/Lodging|Owner|1/14/2021|Less than 20|0|I would like to start a rental property in the mountains. My wife would be more so responsible for the management vs. myself. This would not impact my ability to perform my job functions considering. Seeking prior approval.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-27
S63 Uniform Securities Agent State Law Examination 2012-05-18
  • S66 Uniform Combined State Law Examination
    2017-05-27
  • S63 Uniform Securities Agent State Law Examination
    2012-05-18
Other Names
  • Robert L Foltz

View on SEC IAPD

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