Ainsley Elizabeth Stone

Schwab Wealth Advisory, Inc.

CRD 5989513

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-04
CO	RA	APPROVED	2014-11-03

TX RA
APPROVED_RES

Since 2022-01-04
CO RA
APPROVED

Since 2014-11-03

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	10/2011	Present
Schwab Wealth Advisory Inc	Lone Tree	CO	11/2014	Present
Uber	Denver	CO	09/2015	11/2021

10/2011 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
11/2014 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO
09/2015 → 11/2021

Uber

Denver, CO

Other Businesses

House Rental|Investment Related:No|Personal/Household Services|Landlord|2024-03-21|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Rent a house owned by me to tenants.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-29
S63	Uniform Securities Agent State Law Examination	2012-05-18

S66 Uniform Combined State Law Examination

2014-01-29
S63 Uniform Securities Agent State Law Examination

2012-05-18

View on SEC IAPD

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