Natale Ann Haworth

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Partners Insurance
  Encino, CA
• 09/2017 → Present
  Kestra Advisory Services, Llc
  Encino, CA
• 10/2011 → Present
  Kestra Investment Services, Llc
  Encino, CA

Other Businesses

Name: Pacific Insurance Management Corp Investment Related: No Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: Manager, Insurance and Benefits Start Date: 9/26/2011 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I help process the applications and maintain client support Name: Partners Insurance Services, Inc Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Registered Field Assistant; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Manager, Insurance and Benefits I am an assistant to Paul Devore Start Date: 9/26/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: I help Pauls clients with their group plans and individual life insurance applications, processing, vendor management I also assist Paul with managing his calendar Name: FMS Financial Partners, Inc Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Registered Field Assistant; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Manager, Insurance and Benefits. Start Date: 9/26/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client management and support, vendor relations, plan renewals. I also help Paul manage his calendar and appointments Name: RED SCHOOLHOUSE, INC. POSITION: advisory board member NATURE: Sole member board for College INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/01/2023 ADDRESS: 320 N. Halstead, Pasadena CA 91316, United States DESCRIPTION: I will sit on the advisory board. NAME: NATALE HAWORTH POSITION: I am the primary contact for the client and manage the relationship to ensure that the client is receiving the level of service they deserve. NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 7 START DATE: 11/01/2025 ADDRESS: 6345 Balboa Blvd, Suite 290, Encino CA 91316, United States DESCRIPTION: Attend meetings and coordinate with the P & C brokers at Baldwin Group Name: RED SCHOOLHOUSE, INC. POSITION: secretary/treasurer and board member NATURE: secretary/treasurer Online College INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2023 ADDRESS: 320 N. Halstead, Pasadena CA 91316, United States DESCRIPTION: Officer and board member for sole member of Pathways College. Attend board meetings and appoint/approve board members for the college.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-08-23
• S66 Uniform Combined State Law Examination
  2018-08-01

Other Names

• Natale Ann Dulick