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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-14 |
| CA | RA | APPROVED | 2012-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Santa Cruz | CA | 10/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*464216 - The Community Foundation of Santa Cruz County; Investment related - No; Aptos, California; Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 1; After business hours: 4; Monitors the Foundation's financial status throughout the fiscal year, evaluates the target total return on investments and makes policy recommendations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-28 |
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