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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2015-03-12
  • KY RA
    APPROVED
    Since 2015-03-12

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

3402 Frederica St., Owensboro, KY 42301 • United States

Owensboro, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Owensboro KY 01/2014 Present
Private Advisor Group, Llc Morristown NJ 03/2015 Present
Previous Registrations
Other Businesses

1) 08/10/2023 - No Business Name - Investment Related - At Reportable Business Location - Notary - Start Date 06/30/2022 - 1 Hours Per Month 1 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-13
  • S66 Uniform Combined State Law Examination
    2012-12-13
Other Names
  • Kelsey Rae Mann
  • Kelsey Mann Peacock

View on SEC IAPD

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