Raphael Aziz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 08/2019
  Jpmorgan Chase Bank
  San Diego, CA
• 10/2012 → 08/2019
  J.P. Morgan Securities Llc
  San Diego, CA
• 09/2019 → 06/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 07/2020 → 04/2021
  Epstein And White Financial Llc
  San Diego, CA
• 04/2021 → 12/2022
  Mercer Global Advisors, Inc
  San Diego, CA
• 12/2022 → 05/2026
  Fidelity Investments
  San Diego, CA
• 03/2025 → 05/2026
  Fidelity Investments
  Boston, MA
• 05/2026 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2025-03-31 → 2026-07-13
  Strategic Advisers Llc
  Valley Center, CA
  San Diego, CA
  San Diego, CA
  Boston, MA
• 2023-03-14 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  San Diego, CA
• 2021-04-27 → 2022-12-01
  Mercer Global Advisors Inc.
  San Diego, CA
• 2020-07-24 → 2021-07-06
  Epstein And White Financial Llc
  San Diego, CA
• 2019-11-29 → 2020-06-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  San Diego, CA

Other Businesses

OBA-94262|OrgNmn:Mastodon Underwear, LLC|Org Addr:Valley Cen,California,US|OBA Nature:Men's Apparel|Invst Rel:N|Title:Partner|Duties:Own and run the side business|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|OBA-94266|OrgNmn:Construct HR LLC|Org Addr:Valley Cen,California,US|OBA Nature:Human Resources Consulting|Invst Rel:N|Title:Member/manager|Duties:Member/manager|StrtDt:10-01-21|TotHrs/mon:1|TrdHrs/mon:0|

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-01-17
• S65 Uniform Investment Adviser Law Examination
  2019-11-26

Designations

• Certified Financial Planner

Other Names

• Raph F Aziz
• Raphael Aziz
• Raphael Fouad Aziz