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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-11-18
NY RA APPROVED 2021-10-16
VI RA APPROVED 2019-06-24
TX RA APPROVED 2019-06-20
  • PA RA
    APPROVED
    Since 2022-11-18
  • NY RA
    APPROVED
    Since 2021-10-16
  • VI RA
    APPROVED
    Since 2019-06-24
  • TX RA
    APPROVED
    Since 2019-06-20

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Bryn Mawr, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. New York NY 02/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-20
  • S66 Uniform Combined State Law Examination
    2019-06-20

View on SEC IAPD

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