Wallace Ray Nichols

Employer firm

Asset Guidance Group, LLC CRD 291448

$17.0M regulatory AUM 39 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers
• Periodicals / newsletters
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → Present
  Asset Guidance Group, Llc
  Roswell, GA
• 01/2012 → Present
  Asset Guidance Group, Llc
  Roswell, GA
• 11/2007 → 09/2025
  Wr Nichols Law, Llc
  Roswell, GA
• 08/2016 → 04/2018
  First American National Investment Advisors, Llc Dba Asset Guida
  Roswell, GA

Previous Registrations

• 2016-08-24 → 2018-04-13
  First Advisors National, Llc
  Atlanta, GA
• 2014-09-24 → 2016-08-11
  Cetera Wealth Services, Llc
  Atlanta, GA
  Atlanta, GA
  El Segundo, CA
  Atlanta, GA
  Scottsdale, AZ
  Roswell, GA
• 2011-11-23 → 2014-10-01
  Trustee Empowerment & Protection, Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) Asset Guidance Group, LLC; Investment Related; Roswell, GA; Managing Member/CIO, CCO; 01/2012; 172 hours per month during trading hours; 0.86 hours per month during trading hours in-house counsel and client-related estate planning advice.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-22

Designations

• Certified Financial Planner