Benjamin John Nye

Current Employers

Narwhal Capital Management

531 Roselane Street Suite 420, Marietta, GA 30060 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-05-04
GA	RA	APPROVED	2016-07-22

TX RA
APPROVED

Since 2021-05-04
GA RA
APPROVED

Since 2016-07-22

Branch Locations

531 Roselane Street Suite 420, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Narwhal Capital Management	Marietta	GA	06/2016	01/2020
Narwhal Capital Management	Marietta	GA	01/2020	Present

06/2016 → 01/2020

Narwhal Capital Management

Marietta, GA
01/2020 → Present

Narwhal Capital Management

Marietta, GA

Previous Registrations

2011-12-05 → 2016-06-28

J.P. Capital Management, Inc.

Eugene, OR

Other Businesses

NAME OF OBA: NYE CONSULTING, LLC; ADDRESS OF OBA: SMYRNA, GA 30080; NATURE: MANAGEMENT CONSULTING SERVICES; INVESTMENT RELATED: NO; TITLE WITH OBA: PROPRIETOR, OWNER; DUTIES: PROVIDE MANAGEMENT CONSULTING SERVICES FOR SMALL BUSINESSES, INCLUDING BUDGETING, MARKETING, AND MANAGEMENT SERVICES; START DATE: 04/2023; APPROX. NUMBER OF HOURS/MONTH: 60; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-03

S65 Uniform Investment Adviser Law Examination

2011-12-03

Designations

Other Names

Benjamin John Richard Nye

View on SEC IAPD