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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-15 |
Branch Locations
8830 Fm 3180 Rd Unit 612F, Baytown, TX 77523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2019 | 08/2025 |
| Lansdowne Moody Company | Houston | TX | 03/2014 | 02/2018 |
| Briggs Equipment | Houston | TX | 03/2018 | 03/2019 |
| Lpl Financial Llc | Baytown | TX | 08/2025 | Present |
1. 08/2025 - Texas Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 140 Hour(s)/Month - 7 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 08/15/2025. 2. 08/2025 - RestoFit LLC - Business Owner - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Mont Belvieu Tx 77535 - OBA Start Date: 05/01/2024. 3. 10/28/2025- Good Life Insurance Associates- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/13/2025- 5 Hours Per Month- 1 Hour During Trading 4. 12/02/2025 - JHC 2012 Ventures - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/15/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-11 |
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