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Michael B Thorpe

Fisher Investments

Plano, TX

Tampa, FL

CRD 5988474

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-06
TX RA APPROVED_RES 2023-07-24
WA RA APPROVED 2019-10-22
  • FL RA
    APPROVED
    Since 2024-05-06
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • WA RA
    APPROVED
    Since 2019-10-22

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Martin Luther King Jr. Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 09/2019 Present
Time Insurance Agency, Inc. Punta Gorda FL 01/2015 06/2019
  • 09/2019 → Present
    Camas, WA
  • 01/2015 → 06/2019
    Time Insurance Agency, Inc.
    Punta Gorda, FL
Previous Registrations
Other Businesses

Name of business: Thorpedos Cards LLC; Dragon King Hobbies, LLC Investment related?: No; No Nature of business: Buy and sell sports cards at local shows; retail location to sell cards, games, comics. Title: Managing Member; Managing Member Start Date: 11/24/24, 7/15/2025 Hours devoted: 10 hrs per month, 0 during security trading hours; 5 hrs per month, 0 during security trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-22
S66 Uniform Combined State Law Examination 2011-12-01
  • S65 Uniform Investment Adviser Law Examination
    2019-10-22
  • S66 Uniform Combined State Law Examination
    2011-12-01
Other Names
  • Michael Thorpe

View on SEC IAPD

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