Mark Lester P Reyes

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 05/2018
  Axa Distributors, Llc
  Jersey City, NJ
• 06/2018 → 03/2019
  Nuveen Securities, Llc
  Chicago, IL
• 04/2019 → 12/2020
  Assetmark Financial, Inc.
  Chicago, IL
• 04/2019 → 12/2020
  Assetmark Brokerage, Llc
  Chicago, IL
• 01/2021 → 03/2024
  Morgan Stanley
  Rochester, NY
• 05/2025 → Present
  Massmutual
  Springfield, MA
• 06/2025 → Present
  Mml Investors Services, Llc
  Belleville, NJ
• 03/2024 → 05/2025
  Unemployment
  Belleville, NJ

Previous Registrations

• 2021-01-20 → 2024-04-11
  Morgan Stanley
  Rochester, NY
• 2019-04-11 → 2020-12-21
  Assetmark, Inc.
  Chicago, IL
  Concord, CA
• 2018-11-02 → 2019-03-28
  Nuveen Asset Management, Llc
  Chicago, IL
• 2013-03-06 → 2013-04-22
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2012-02-17 → 2012-04-30
  Equitable Advisors, Llc
  Belleville, NJ
  Woodbridge, NJ
  Woodbridge, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-26
• S66 Uniform Combined State Law Examination
  2012-01-19

Other Names

• Mark Lester Paredes Reyes
• Mark Reyes
• Mark Lester Paredes Reyes
• Mark Lester P Reyes