Katherine Heather Horner

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2016
  Wells Fargo Advisors Llc
  Salt Lake City, UT
• 04/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 10/2019 → 02/2020
  Unemployed
  Sandy, UT
• 02/2020 → 09/2021
  Madison Avenue Securities, Llc
  San Diego, CA
• 02/2020 → 09/2021
  Campbell Wealth Management
  Alexandria, VA
• 06/2022 → 11/2024
  Truist Investment Services, Inc.
  Ponte Vedra, FL
• 06/2022 → 11/2024
  Truist Advisory Services, Inc.
  Ponte Vedra, FL
• 10/2021 → 05/2022
  Facet Wealth
  Baltimore, MD
• 12/2024 → Present
  Raymond James Financial Services, Inc.
  Eagle, ID
• 12/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Eagle, ID
• 12/2024 → Present
  Addison Avenue Investment Services
  Eagle, ID
• 12/2024 → Present
  First Tech Federal Credit Union
  Eagle, ID
• 05/2022 → Present
  Uber
  Boise, ID

Previous Registrations

• 2022-07-26 → 2024-12-16
  Truist Advisory Services, Inc.
  Ponte Vedra, FL
• 2020-03-04 → 2021-09-20
  Campbell Wealth Management, Inc.
  Alexandria, VA
• 2016-04-18 → 2019-10-21
  Wells Fargo Clearing Services, Llc
  Holladay, UT
  Salt Lake City, UT
  Holladay, UT
• 2014-05-15 → 2016-05-04
  Ubs Financial Services Inc.
  Salt Lake City, UT

Other Businesses

(1)Name of Business: Uber Address: 6163 S Carlburg Place, Boise, ID, 83709, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Uber Driver - 1099 Contractor

Exams

• S66 Uniform Combined State Law Examination
  2014-05-15

Other Names

• Katherine Heather Sullins
• Katherine Heather Anselmo
• Katherine Heather Sullins-Anselmo
• Katherine Shields
• Katherine Heather Shields
• Katherine H Horner
• Katie Horner