Alexander Schwarz

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-06

TX RA
APPROVED

Since 2023-06-06

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

20855 Stone Oak Pkwy, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Antonio	TX	10/2012	Present
Dvi Global, Llc	Orland Park	IL	10/2016	12/2017

10/2012 → Present

J.P. Morgan Securities Llc

San Antonio, TX
10/2016 → 12/2017

Dvi Global, Llc

Orland Park, IL

Other Businesses

Entity Name: Alex Schwarz (Sole proprietor) Investment related: No Address: Rawlins County Kansas to wit: NW/$ NW/4 of 15- 4-31 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Purchases a 40 acre farm. No connections to my role or JPM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-23
S63	Uniform Securities Agent State Law Examination	2018-05-29

S66 Uniform Combined State Law Examination

2021-07-23
S63 Uniform Securities Agent State Law Examination

2018-05-29

Other Names

Alex Schwarz
Alexander Joseph Schwarz

View on SEC IAPD