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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-29
MO RA APPROVED 2022-09-19
  • TX RA
    APPROVED_RES
    Since 2022-09-29
  • MO RA
    APPROVED
    Since 2022-09-19

Branch Locations

1630 E Bradford Pkwy, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simmons First Investment Group, Inc. Little Rock AR 07/2015 03/2019
Lpl Financial Llc Springfield MO 03/2019 09/2022
Simmons Bank Springfield MO 03/2019 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MO 09/2022 Present
Bank Of America N.A. Springfield MO 11/2022 Present
Previous Registrations
  • 2019-03-20 → 2022-09-23
    Springfield, MO
    Branson, MO
    Branson West, MO
    Carthage, MO
    Crane, MO
    Greenfield, MO
    Joplin, MO
    Lee'S Summit, MO
    Lockwood, MO
    Marshfield, MO
    Mt. Vernon, MO
    Nixa, MO
    Ozark, MO
    Reeds Spring, MO
    Sedalia, MO
    Springfield, MO
    Springfield, MO
    Springfield, MO
    Springfield, MO
    St. Louis, MO
    Stockton, MO
    Wichita, KS
    Springfield, MO
    Palatine, IL
    St. Peters, MO
    St. Louis, MO
  • 2015-10-08 → 2019-03-25
    Simmons First Investment Group, Inc.
    Little Rock, AR
    Little Rock, AR
    Springfield, MO
    Springfield, MO
  • 2013-06-17 → 2015-07-27
    Waddell & Reed
    Springfield, MO
  • 2011-12-19 → 2013-06-07
    Springfield, MO
Other Businesses

I*2029325, Entity Type, Entity for Profit, Name of OBA: Opfer Communications, Address: Springfield, MO, 65807, Investment Related: No, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 10/09/2024, No Hours: 6hrs/Ann, No Hours during trading: 1, Duties: This organization produces infomercials for "As Seen On TV" type products such as specialty vacuums, cleaning products, clothing steamers, etc. I occasionally act in some of these commercials. The majority of the commercials are only aired overseas. My name is never revealed or credited in these commercials.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-17
  • S66 Uniform Combined State Law Examination
    2011-12-17

View on SEC IAPD

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