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Cindy Lopez

Charles Schwab Investment Management, Inc

Westlake , TX

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-27
  • TX RA
    APPROVED
    Since 2026-05-27

Branch Locations

3000 Schwab Way, Westlake , TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 10/2011 08/2021
Charles Schwab Investment Management Westlake TX 05/2026 Present
Charles Schwab & Co., Inc. Westlake TX 01/2022 05/2026
Capital One Investing Mclean VA 08/2021 12/2021
  • 10/2011 → 08/2021
    Td Ameritrade
    Fort Worth, TX
  • 05/2026 → Present
    Charles Schwab Investment Management
    Westlake , TX
  • 01/2022 → 05/2026
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 08/2021 → 12/2021
    Capital One Investing
    Mclean, VA
Previous Registrations
  • 2022-05-19 → 2026-05-27
    Charles Schwab & Co., Inc.
    Westlake, TX
    Lone Tree, CO
  • 2013-01-24 → 2021-08-19
    Td Ameritrade, Inc.
    Fort Worth, TX
    Fort Worth, TX
    Westlake, TX
  • 2013-01-24 → 2021-08-19
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-22
S63 Uniform Securities Agent State Law Examination 2011-12-03
  • S66 Uniform Combined State Law Examination
    2013-01-22
  • S63 Uniform Securities Agent State Law Examination
    2011-12-03

View on SEC IAPD

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ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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