Holly Ann Gruba

Current Employers

Employment History

• 10/2015 → 06/2024
  Securities America, Inc.
  Fargo, ND
• 04/2016 → 06/2024
  Securities America Advisors
  Fargo, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fargo, ND

Previous Registrations

• 2016-05-03 → 2024-06-14
  Securities America Advisors, Inc.
  Fargo, ND
  Fargo, ND

Other Businesses

1. the operation for 2016 was $87 and I can share my 1099 if needed. 2. NOVAK FINANCIAL POSITION: assistant NATURE: I am paid monthly by Novak Financial for assisting Brad Novak with his client paperwork, phone calls and some data entry. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2021 ADDRESS: 4145 53rd St S, Fargo ND 58104 DESCRIPTION: Brad Novak is a partner of mine and I do the majority of client paperwork, processing and some report creating for him. Brad's primary rep code is 73033 and he is the sole owner of Novak Financial. I am paid monthly by Brad. 3. HOLLY A GRUBA POSITION: register rep NATURE: I am a notary and have been since 08/12/2014. I was unaware that I had to disclose this as an OBA. My FLS, Shelly Slattery and RSSP, Sandy Snyder assisted me with this OBA clarification. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/12/2014 ADDRESS: 3223 32nd Ave S, Suite 202, Fargo ND 58103, United States DESCRIPTION: I will notarize forms for clients as needed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-15
• S63 Uniform Securities Agent State Law Examination
  2014-10-30

Other Names

• Holly Ann Gruba
• Holly Thielen Gruba
• Holly Ann Thielen