Yifei Hong

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-01-27
ND	RA	APPROVED	2025-11-06
AK	RA	APPROVED	2025-11-05
GA	RA	APPROVED	2025-11-04
PR	RA	APPROVED	2025-11-04
IA	RA	APPROVED	2025-11-03
VI	RA	APPROVED	2025-11-03
AL	RA	APPROVED	2025-10-31
DE	RA	APPROVED	2025-10-31
KS	RA	APPROVED	2025-10-31
LA	RA	APPROVED	2025-10-31
ME	RA	APPROVED	2025-10-31
MD	RA	APPROVED	2025-10-31
MN	RA	APPROVED	2025-10-31
MT	RA	APPROVED	2025-10-31
NE	RA	APPROVED	2025-10-31
NM	RA	APPROVED	2025-10-31
NC	RA	APPROVED	2025-10-31
TX	RA	APPROVED	2025-10-31
UT	RA	APPROVED	2025-10-31
CA	RA	APPROVED	2025-10-22

DC RA
APPROVED

Since 2026-01-27
ND RA
APPROVED

Since 2025-11-06
AK RA
APPROVED

Since 2025-11-05
GA RA
APPROVED

Since 2025-11-04
PR RA
APPROVED

Since 2025-11-04
IA RA
APPROVED

Since 2025-11-03
VI RA
APPROVED

Since 2025-11-03
AL RA
APPROVED

Since 2025-10-31
DE RA
APPROVED

Since 2025-10-31
KS RA
APPROVED

Since 2025-10-31
LA RA
APPROVED

Since 2025-10-31
ME RA
APPROVED

Since 2025-10-31
MD RA
APPROVED

Since 2025-10-31
MN RA
APPROVED

Since 2025-10-31
MT RA
APPROVED

Since 2025-10-31
NE RA
APPROVED

Since 2025-10-31
NM RA
APPROVED

Since 2025-10-31
NC RA
APPROVED

Since 2025-10-31
TX RA
APPROVED

Since 2025-10-31
UT RA
APPROVED

Since 2025-10-31
CA RA
APPROVED

Since 2025-10-22

Branch Locations

One Embarcadero Center, San Francisco, CA 94111 • United States

San Francisco, CA • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Palo Alto	CA	03/2020	10/2025
J.P. Morgan Securities Llc	Palo Alto	CA	05/2020	10/2025
Ferrari Silicon Valley	Redwood City	CA	12/2014	02/2020
Hsbc Bank Usa, N.A	San Francisco	CA	10/2025	Present
Hsbc Securities (Usa) Inc	San Francisco	CA	10/2025	Present

03/2020 → 10/2025

Jpmorgan Chase Bank, N.A.

Palo Alto, CA
05/2020 → 10/2025

J.P. Morgan Securities Llc

Palo Alto, CA
12/2014 → 02/2020

Ferrari Silicon Valley

Redwood City, CA
10/2025 → Present

Hsbc Bank Usa, N.A

San Francisco, CA
10/2025 → Present

Hsbc Securities (Usa) Inc

San Francisco, CA

Previous Registrations

2020-08-21 → 2025-10-02

J.P. Morgan Securities Llc

Redwood City, CA

Redwood City, CA

Palo Alto, CA

San Mateo, CA

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. Entity Name: kindle Investment related: No Address: kindle.com Nature of the other business: e-book Position/Title/Relationship: writer Start Date: 03/11/2025 Approximate # of hours a week: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Book writer

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-20

S66 Uniform Combined State Law Examination

2020-08-20

Other Names

Monica Hong

View on SEC IAPD