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Kathleen Marie Kesselem

Morgan Stanley

Pepper Pike, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-08-25
TX RA APPROVED 2017-08-25
  • OH RA
    APPROVED
    Since 2017-08-25
  • TX RA
    APPROVED
    Since 2017-08-25

Branch Locations

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Pepper Pike OH 09/2011 08/2017
Morgan Stanley Pepper Pike OH 08/2017 Present
Morgan Stanley Private Bank, National Association New York NY 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-30
  • S66 Uniform Combined State Law Examination
    2014-10-30
Other Names
  • Katie Kesselem
  • Kathleen M Kesselem

View on SEC IAPD

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