Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | El Paso | TX | 06/2005 | 09/2022 |
| Wells Fargo Advisors, Llc | El Paso | TX | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 11/2016 | 09/2022 |
| Lpl Financial Llc | El Paso | TX | 09/2022 | Present |
| Firstlight Federal Credit Union | El Paso | TX | 09/2022 | Present |
1)09/15/2022 - FirstLight Insurance, Retirement & Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-29 |
Reach out to this advisor