Angelo Francis Dejoy

Employer firm

Southold Asset Management, Inc. CRD 333908

Reported services (Item 5G)

REFERRALS TO THIRD PARTY FIRM

From the firm’s Form ADV. Read the guides:

Current Employers

Southold Asset Management, Inc.

New York, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-02-04

NY RA
APPROVED

Since 2025-02-04

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank, Usa Na	Nyc	NY	06/2011	Present
Hsbc Bank Usa National Association	New York	NY	01/2017	05/2017
Hsbc Bank Usa, National Association	New York	NY	05/2017	Present
Hsbc Securities Usa, Inc.	New York	NY	05/2017	Present

06/2011 → Present

Hsbc Bank, Usa Na

Nyc, NY
01/2017 → 05/2017

Hsbc Bank Usa National Association

New York, NY
05/2017 → Present

Hsbc Bank Usa, National Association

New York, NY
05/2017 → Present

Hsbc Securities Usa, Inc.

New York, NY

Other Businesses

Park West Mortgage Corporation; non investment related; 36-26 Greenpoint Avenue, Office Lower Level, Long Island City, NY 11101; mortgage broker; Mortgage Loan Originator; independent contractor; 7/20/2023; 120 hours; 4 hours; origination of residential mortgage loans.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-17
S63	Uniform Securities Agent State Law Examination	2012-11-19

S65 Uniform Investment Adviser Law Examination

2023-02-17
S63 Uniform Securities Agent State Law Examination

2012-11-19

Other Names

Angelo Dejoy

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