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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-16
  • OH RA
    APPROVED
    Since 2019-07-16

Branch Locations

275 Springside Drive Suite 250, Akron, OH 44333 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ss&G Wealth Management Akron OH 03/2012 10/2018
Cetera Advisors Llc Denver CO 01/2013 10/2018
Springside Partners Llc Akron OH 10/2014 10/2019
Dakota Wealth, Llc Palm Beach Gardens FL 07/2019 Present
Dakoré Wealth Management, Llc Akron OH 08/2020 07/2021
  • 03/2012 → 10/2018
    Ss&G Wealth Management
    Akron, OH
  • 01/2013 → 10/2018
    Cetera Advisors Llc
    Denver, CO
  • 10/2014 → 10/2019
    Springside Partners Llc
    Akron, OH
  • 07/2019 → Present
    Palm Beach Gardens, FL
  • 08/2020 → 07/2021
    Dakoré Wealth Management, Llc
    Akron, OH
Previous Registrations
  • 2020-10-01 → 2021-07-08
    Dakore Wealth Management, Llc
    Palm Beach Gardens, FL
  • 2014-11-12 → 2019-11-01
    Springside Partners Llc
    Akron, OH
  • 2012-04-26 → 2018-10-15
    Cetera Advisors Llc
    Akron, OH
  • 2011-12-06 → 2012-03-22
    Pepper Pike, OH
Other Businesses

(1.)NAME OF OB: Medina County Society for the Protection of Animals; (2.)ADDRESS: 8790 Guilford Rd, Seville, OH 44273; (3.)NATURE: Charitable Organization; (4.)INVESTMENT RELATED: I serve on the Finance Committee. MCSPCA has an investment account. I do not manage but analyze & report to the board on the portfolio; (5.)TITLE OR RELATIONSHIP WITH OB: Member, Board of Trustees; (6.)DUTIES (BRIEF DESCRIPTION): Serve on the Board to assist the MCSPCA to fulfill its mission of supporting & protecting companion animal rights; (7.)START DATE: March 2018; (8.)APPROX. NUMBER OF HOURS/MONTH: 3; (9.)APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-05
  • S66 Uniform Combined State Law Examination
    2011-12-05
Designations

View on SEC IAPD

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