Ian Michael Mccormick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2016
  Wells Fargo Advisors Llc
  Fort Wayne, IN
• 11/2016 → 06/2019
  Wells Fargo Clearing Services, Llc
  Fort Wayne, IN
• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Wayne, IN
• 06/2019 → Present
  Bank Of America, N.A.
  Fort Wayne, IN

Previous Registrations

• 2016-01-08 → 2019-06-12
  Wells Fargo Clearing Services, Llc
  Fort Wayne, IN
• 2012-03-06 → 2015-12-17
  Raymond James & Associates, Inc.
  Fort Wayne, IN

Other Businesses

I*1035297 Entity Type: Charitable Name of outside business organization: Plymouth Congregational Church - Fort Wayne, IN Investment related: No Address of business: Fort Wayne, Indiana, 46802 Position, title, association: Board Member Start date of relationship: 1/1/2023 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: Stewardship and Finance Board member - board is responsible for overseeing the fiscal affairs of the church. This is an appointed position by the congregation. I*2561277, Entity Type: Charitable, Name of OBA: Plymouth Congregational Church, Address: Fort Wayne, Indiana, 46802, Investment Related: No, Position, Title, Association: Officer, Employee State Date: 01/01/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Moderator - preside over congregational business meetings and chair executive council. Purpose: Religious Organization I*3263281, Entity Type: Entity Charitable, Name of OBA: Sol D Bayless Lodge #359 F.&A.M., Address: Fort Wayne, Indiana, 46802, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 01/01/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties:I will serve as the Senior Warden (Vice President) of the organization. Fraternal Organization

Exams

• S66 Uniform Combined State Law Examination
  2012-03-05

Other Names

• Ian Michael Mccormick
• Ian Mccormick