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Stephanie Marie Ficucell

LPl Financial LLC

Las Vegas, NV

CRD 4181437

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APP_PEND_IARCE 2026-01-01
  • NV RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

8180 Rafael Rivera Way Ste 305, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Las Vegas NV 03/2015 Present
Strategic Wealth Management Group, Inc Las Vegas NV 04/2015 Present
  • 03/2015 → Present
    Lpl Financial, Llc
    Las Vegas, NV
  • 04/2015 → Present
    Strategic Wealth Management Group, Inc
    Las Vegas, NV
Other Businesses

(1) 04/08/2015 - STRATEGIC WEALTH MANAGEMENT GROUP, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100% - LAS VEGAS, NV

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-15
  • S66 Uniform Combined State Law Examination
    2015-07-15
Designations
  • Certified Financial Planner
Other Names
  • Stephanie Marie Correlli

View on SEC IAPD

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