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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-29 |
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2020-07-17 |
| NJ | RA | APPROVED | 2020-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Little Neck | NY | 02/2015 | 01/2020 |
| Jpmorgan Chase Bank | Little Neck | NY | 02/2015 | 01/2020 |
| Jpmorgan Chase Bank, N.A. | Little Neck | NY | 01/2020 | Present |
| Jpmorgan Securities Llc | Little Neck | NY | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-15 |
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