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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-29
NY RA APPROVED 2021-05-03
TX RA APPROVED 2020-07-17
NJ RA APPROVED 2020-01-13
  • GA RA
    APPROVED
    Since 2024-01-29
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2020-07-17
  • NJ RA
    APPROVED
    Since 2020-01-13

Branch Locations

25234 Northern Blvd., Little Neck, NY 11363 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Little Neck NY 02/2015 01/2020
Jpmorgan Chase Bank Little Neck NY 02/2015 01/2020
Jpmorgan Chase Bank, N.A. Little Neck NY 01/2020 Present
Jpmorgan Securities Llc Little Neck NY 01/2020 Present
  • 02/2015 → 01/2020
    Jpmorgan Securities Llc
    Little Neck, NY
  • 02/2015 → 01/2020
    Jpmorgan Chase Bank
    Little Neck, NY
  • 01/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Little Neck, NY
  • 01/2020 → Present
    Jpmorgan Securities Llc
    Little Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-03
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2019-12-03
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15

View on SEC IAPD

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