James K Lancaster

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 11/2017
  Securian Financial Services Inc.
  St Paul, MN
• 10/2011 → 11/2017
  Minnesota Life Ins Co
  St Paul, MN
• 01/2015 → 05/2018
  Gcg Financial, Llc
  Deerfield, IL
• 11/2017 → 05/2018
  Triad Advisors, Inc.
  Norcross, GA
• 11/2017 → 05/2018
  Alera Investment Advisors, Llc
  Chicago, IL
• 05/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-11-04 → 2018-05-02
  Alera Investment Advisors, Llc
  Chicago, IL
  Deerfield, IL
• 2011-12-22 → 2017-11-02
  Securian Financial Services, Inc.
  Deerfield, IL
  Deerfield, IL
  Chicago, IL

Other Businesses

1) RENTAL PROPERTY, LAWTON OK, 11/2009, OWNER, 8 HR/YR 0 HR/TRADING 2) STERLING EDGE FINANCIAL LLC, 350 N ORLEANS #9000N CHICAGO IL, 05/2018, PRESIDENT/OWNER, LLC TO PROVIDE TAX AND LEGAL LIABILITY. INV REL, 24 HR/MO 12 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2018, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 4) JAMES K LANCASTER, FINANCIAL PLANNING PARA-PLANNER, 3500 N LAKESHORE DR 13A CHICAGO IL, 10/2019. OWNER. INV REL, 6 HR/YR 0 HR/TRADING 5) HARTWELL RANCH, BLACK TOP ROAD HILLVIEW IL 62050, 06/2021, BOARD MEMBER, FARMING BUSINESS BOARD, NIR, 1 HR/MONTH 0 HR/MONTH TRADING

Exams

• S66 Uniform Combined State Law Examination
  2011-12-08

Designations

• Certified Financial Planner

Other Names

• Kit Lancaster