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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-05-14 |
| MI | RA | APPROVED | 2021-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Farmington Hills | MI | 02/2011 | 03/2020 |
| J.P. Morgan Securities Llc | Farmington Hills | MI | 10/2012 | 03/2020 |
| Citizens Securities, Inc | Farmington Hills | MI | 03/2020 | 11/2020 |
| Citizens Bank | Farmington Hills | MI | 03/2020 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Livonia | MI | 12/2020 | Present |
| J.P. Morgan Securities Llc | Livonia | MI | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-15 |
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