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Scott Hutto

J.P. Morgan Securities LLC

Cave Creek, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-31
AZ RA APPROVED 2019-05-29
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • AZ RA
    APPROVED
    Since 2019-05-29

Branch Locations

28238 N. Tatum Blvd, Cave Creek, AZ 85331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sun City AZ 10/2012 12/2016
Bank Of America, N.A. Sun City AZ 10/2012 12/2016
Scottrade, Inc. Surprise AZ 12/2016 02/2018
Td Ameritrade, Inc. Phoenix AZ 02/2018 05/2019
Td Ameritrade Investment Management, Llc Phoenix AZ 02/2018 05/2019
Scottrade Investment Management Phoenix AZ 01/2017 02/2018
Jp Morgan Securities, Llc Phoenix AZ 05/2019 Present
Jp Morgan Chase Bank, N.A. Phoenix AZ 05/2019 Present
  • 10/2012 → 12/2016
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sun City, AZ
  • 10/2012 → 12/2016
    Bank Of America, N.A.
    Sun City, AZ
  • 12/2016 → 02/2018
    Scottrade, Inc.
    Surprise, AZ
  • 02/2018 → 05/2019
    Td Ameritrade, Inc.
    Phoenix, AZ
  • 02/2018 → 05/2019
    Td Ameritrade Investment Management, Llc
    Phoenix, AZ
  • 01/2017 → 02/2018
    Scottrade Investment Management
    Phoenix, AZ
  • 05/2019 → Present
    Jp Morgan Securities, Llc
    Phoenix, AZ
  • 05/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Phoenix, AZ
Previous Registrations
  • 2018-02-28 → 2019-05-20
    Td Ameritrade, Inc.
    Phoenix, AZ
  • 2018-02-26 → 2019-05-20
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Phoenix, AZ
  • 2017-01-24 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-02-21 → 2017-01-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Peoria, AZ
    Peoria, AZ
    Sun City, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-19
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S65 Uniform Investment Adviser Law Examination
    2013-02-19
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15

View on SEC IAPD

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Other Offices

FOOTHILLS ADVISORS, LLC · CAVE CREEK, AZ
FOOTHILLS WEALTH MANAGEMENT, LLC · CAVE CREEK, AZ
FOOTHILLS ADVISORS, LLC · Cave Creek, AZ
COOPER MCMANUS · Carefree, AZ
ABSILIO PARTNERS LLC · CAREFREE, AZ
LIFEMARK SECURITIES CORP. · Carefree, AZ
EDWARD JONES · CAREFREE, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CAREFREE, AZ

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