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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-22 |
Branch Locations
4851 Legacy Dr Ste 100, Frisco, TX 75034 • United States
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Frisco | TX | 12/2014 | 11/2016 |
| Wells Fargo Bank, Na | Frisco | TX | 04/2013 | Present |
| Wells Fargo Clearing Services, Llc | Frisco | TX | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-15 |
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