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Kathy Y Santana

Charles Schwab & Co., Inc.

Omaha, NE

Greenacres, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
FL RA APPROVED 2022-03-21
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • FL RA
    APPROVED
    Since 2022-03-21

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Greenacres, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade West Palm Beach FL 06/2017 12/2022
Oceans Development & Management Royal Palm Beach FL 12/2015 05/2017
Charles Schwab & Co., Inc. Greenacres FL 12/2022 Present
  • 06/2017 → 12/2022
    Td Ameritrade
    West Palm Beach, FL
  • 12/2015 → 05/2017
    Oceans Development & Management
    Royal Palm Beach, FL
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Greenacres, FL
Previous Registrations
  • 2021-05-06 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    West Palm Beach, FL
    West Palm Beach, FL
    Boca Raton, FL
  • 2021-05-06 → 2022-10-14
    Td Ameritrade, Inc.
    West Palm Beach, FL
    West Palm Beach, FL
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-01
  • S66 Uniform Combined State Law Examination
    2021-03-01
Other Names
  • Kathy Y Santana
  • Kathy Yomaira Santana
  • Kathy Santana

View on SEC IAPD

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