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Sarah L Stymus

Whitney & Company

Rochester, NY

CRD 5986949

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Employer firm

Whitney & Company CRD 117307

$1.49B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Whitney & Company

959 Panorama Trail S Suite 190, Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-12
  • NY RA
    APPROVED
    Since 2024-06-12

Branch Locations

959 Panorama Trail S Suite 190, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Rochester NY 11/2010 08/2021
J.P. Morgan Securities Llc Rochester NY 10/2012 08/2021
Sage, Rutty & Co., Inc. Rochester NY 01/2022 04/2024
Unemployed Rochester NY 08/2021 01/2022
Whitney & Company Rochester NY 04/2024 Present
  • 11/2010 → 08/2021
    Jpmorgan Chase Bank
    Rochester, NY
  • 10/2012 → 08/2021
    J.P. Morgan Securities Llc
    Rochester, NY
  • 01/2022 → 04/2024
    Sage, Rutty & Co., Inc.
    Rochester, NY
  • 08/2021 → 01/2022
    Unemployed
    Rochester, NY
  • 04/2024 → Present
    Whitney & Company
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-10
S63 Uniform Securities Agent State Law Examination 2011-11-16
  • S65 Uniform Investment Adviser Law Examination
    2021-12-10
  • S63 Uniform Securities Agent State Law Examination
    2011-11-16
Designations
  • Certified Financial Planner
Other Names
  • Sarah L Cointot

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
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Nearby Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY

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