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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-21
UT RA APPROVED 2014-12-04
  • TX RA
    APPROVED_RES
    Since 2025-02-21
  • UT RA
    APPROVED
    Since 2014-12-04

Branch Locations

2425 N Main St , Tooele, UT 84074 • United States

4065 W. 3500Th South, Salt Lake City, UT 84120 • United States

1295 S. Redwood Road, Salt Lake City, UT 84104 • United States

5656 S. Redwood Road, Taylorsville, UT 84123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Salt Lake City UT 10/2012 Present
Jp Morgan Chase Bank, N.A. Salt Lake City UT 10/2012 Present
  • 10/2012 → Present
    Salt Lake City, UT
  • 10/2012 → Present
    Jp Morgan Chase Bank, N.A.
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-25
S63 Uniform Securities Agent State Law Examination 2011-11-16
  • S66 Uniform Combined State Law Examination
    2014-11-25
  • S63 Uniform Securities Agent State Law Examination
    2011-11-16
Other Names
  • Jeremy D S Mckay

View on SEC IAPD

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