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CRD 5986878
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-21 |
| UT | RA | APPROVED | 2014-12-04 |
Branch Locations
2425 N Main St , Tooele, UT 84074 • United States
4065 W. 3500Th South, Salt Lake City, UT 84120 • United States
1295 S. Redwood Road, Salt Lake City, UT 84104 • United States
5656 S. Redwood Road, Taylorsville, UT 84123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Salt Lake City | UT | 10/2012 | Present |
| Jp Morgan Chase Bank, N.A. | Salt Lake City | UT | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-16 |
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