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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-09-17
TX RA APPROVED_RES 2020-09-17
  • OH RA
    APPROVED
    Since 2020-09-17
  • TX RA
    APPROVED_RES
    Since 2020-09-17

Branch Locations

893 N Countyline Street, Fostoria, OH 44830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiell Financial Group Bascom OH 09/2011 10/2019
Sii Investments Bascom OH 10/2011 10/2017
Woodbury Financial Services Inc Bascom OH 10/2017 10/2019
Lpl Financial Llc Fostoria OH 09/2020 Present
Tiell Tax Service Findlay OH 10/2019 03/2020
Unemployed Findlay OH 03/2020 09/2020
Stratos Wealth Partners, Ltd Fostoria OH 09/2020 Present
  • 09/2011 → 10/2019
    Tiell Financial Group
    Bascom, OH
  • 10/2011 → 10/2017
    Sii Investments
    Bascom, OH
  • 10/2017 → 10/2019
    Woodbury Financial Services Inc
    Bascom, OH
  • 09/2020 → Present
    Lpl Financial Llc
    Fostoria, OH
  • 10/2019 → 03/2020
    Tiell Tax Service
    Findlay, OH
  • 03/2020 → 09/2020
    Unemployed
    Findlay, OH
  • 09/2020 → Present
    Fostoria, OH
Previous Registrations
  • 2017-10-18 → 2019-10-01
    Woodbury Financial Services, Inc.
    Bascom, OH
  • 2017-06-28 → 2017-10-18
    Sii Investments, Inc.
    Bascom, OH
Other Businesses

1) 9/16/2020- Financial Design Agency of Ohio -DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s) - start date 9/2020- 160hrs/mth 2) 9/16/2020- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s) - start date 9/2020- 160hrs/mth 3) 9/16/2020- Notary- non-inv. Related- At Reported Business Location(s)- start dat 3/7/2018- 1hrs/mth 4) 9/23/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Financial Design Agency of Ohio - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/08/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5) 9/23/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 9/8/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 9/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 12/4/2020 - Tiell Tax Service - Investment Related - Home Based - Tax Prep/Accounting/CPA - Owner - Started 01/01/2013 - 13 Hours Per Month/8 Hours During Securities Trading - Time Spent - Tax prep business. 7) 3/24/2021 - Financial Design Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/23/2020 - 5 Hours Per Month During Securities Trading. 8) 06/10/2026 - Financial Design Investments & Insurance - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/29/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-26
S65 Uniform Investment Adviser Law Examination 2017-06-27
  • S63 Uniform Securities Agent State Law Examination
    2023-07-26
  • S65 Uniform Investment Adviser Law Examination
    2017-06-27
Other Names
  • Travis Tiell

View on SEC IAPD

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