Inactive

Rutger Stone Thieme

Fisher Investments

CRD 5986756

Claim This Profile

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-12-17
CA	RA	APPROVED	2022-08-01
TX	RA	APPROVED	2018-08-15

FL RA
APPROVED

Since 2024-12-17
CA RA
APPROVED

Since 2022-08-01
TX RA
APPROVED

Since 2018-08-15

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Springfield	MO	11/2015	03/2018
Fisher Investments	Plano	TX	08/2018	Present
Unemployed	Des Moines	IA	03/2018	08/2018

11/2015 → 03/2018

Scottrade

Springfield, MO
08/2018 → Present

Fisher Investments

Plano, TX
03/2018 → 08/2018

Unemployed

Des Moines, IA

Previous Registrations

2017-02-03 → 2018-03-08

Scottrade Investment Management

Saint Louis, MO
2015-05-12 → 2015-09-16

Edward Jones

Charleston, SC

Hanahan, SC

Mount Pleasant, SC

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-02

S66 Uniform Combined State Law Examination

2015-01-02

Designations

Chartered Financial Analyst

View on SEC IAPD

More in Plano, TX

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor