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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-05
TX RA APPROVED 2021-04-05
  • IL RA
    APPROVED
    Since 2021-04-05
  • TX RA
    APPROVED
    Since 2021-04-05

Branch Locations

2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Orland Park IL 02/2011 08/2017
J.P. Morgan Securities Llc Naperville IL 10/2012 08/2017
Fifth Third Securities Orland Park IL 08/2017 10/2019
Jp Morgan Securities, Llc Wheaton IL 10/2019 04/2021
Jp Morgan Chase Bank, N.A. Wheaton IL 10/2019 04/2021
Lpl Financial Llc Downers Grove IL 04/2021 Present
  • 02/2011 → 08/2017
    Jpmorgan Chase Bank
    Orland Park, IL
  • 10/2012 → 08/2017
    Naperville, IL
  • 08/2017 → 10/2019
    Fifth Third Securities
    Orland Park, IL
  • 10/2019 → 04/2021
    Wheaton, IL
  • 10/2019 → 04/2021
    Jp Morgan Chase Bank, N.A.
    Wheaton, IL
  • 04/2021 → Present
    Downers Grove, IL
Previous Registrations
Other Businesses

1) 4/5/2021 - PWA - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/5/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 4/5/2021- Professional Wealth Advisors - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/5/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 3) 01/30/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 120 Hours Per Month/ 8 Hours During Trading 4) 06/16/2025 - GENESIS WEALTH LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 160 Hrs/Mth - 6 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2013-03-29
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Allison E Schuller
  • Allison Elaine Schuller

View on SEC IAPD

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