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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
IN RA APPROVED 2014-06-27
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • IN RA
    APPROVED
    Since 2014-06-27

Branch Locations

10403 Leo Road, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ferraro Behavior Services Fort Wayne IN 06/2012 Present
First Merchants Bank Fort Wayne IN 06/2014 Present
Cetera Investment Services Llc St. Cloud MN 06/2014 Present
Cetera Investment Advisers Llc Fort Wayne IN 06/2014 Present
  • 06/2012 → Present
    Ferraro Behavior Services
    Fort Wayne, IN
  • 06/2014 → Present
    First Merchants Bank
    Fort Wayne, IN
  • 06/2014 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2014 → Present
    Fort Wayne, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-27
S63 Uniform Securities Agent State Law Examination 2011-11-16
  • S66 Uniform Combined State Law Examination
    2013-12-27
  • S63 Uniform Securities Agent State Law Examination
    2011-11-16

View on SEC IAPD

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