Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
TX RA APPROVED 2025-05-15
  • CA RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED
    Since 2025-05-15

Branch Locations

4330 E. Mills Circle Road, Ontario, CA 91764 • United States

2646 E. Garvey Avenue South Suite F, West Covina, CA 91791 • United States

3790 Tyler Street, Riverside, CA 92503 • United States

9980 Alabama St. Suite F1, Redlands, CA 92374 • United States

5495 E. La Palma Ave., Anaheim, CA 92807 • United States

3431 Grand Oaks Suite 102, Corona, CA 92881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Santa Ana CA 04/2014 06/2021
Comerica Sercurities Costa Mesa CA 06/2021 07/2023
Cuso Financial Services, Lp San Diego CA 08/2023 05/2025
Wescom Financial Services, Llc Aneheim CA 08/2023 Present
Lpl Financial Llc Corona CA 05/2025 Present
  • 04/2014 → 06/2021
    Citigroup
    Santa Ana, CA
  • 06/2021 → 07/2023
    Comerica Sercurities
    Costa Mesa, CA
  • 08/2023 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 08/2023 → Present
    Wescom Financial Services, Llc
    Aneheim, CA
  • 05/2025 → Present
    Corona, CA
Previous Registrations
  • 2023-08-03 → 2025-05-15
    Cuso Financial Services, L.P.
    Redlands, CA
    Corona, CA
    Anaheim, CA
  • 2021-06-15 → 2023-07-28
    Comerica Securities
    Costa Mesa, CA
  • 2014-04-22 → 2021-06-14
    Fountain Valley, CA
    Santa Ana, CA
    Placentia, CA
    San Antonio, TX
    Anaheim, CA
    Tustin, CA
    Tustin, CA
    Fountain Valley, CA
    Fullerton, CA
    Anaheim, CA
    Anaheim, CA
    La Canada-Flintridge, CA
    Anaheim, CA
    Fountain Valley, CA
    Cypress, CA
    Newbury Park, CA
    Downey, CA
    Fountain Valley, CA
    Fort Mill, SC
    Fresno, CA
  • 2010-02-16 → 2014-04-16
    Essex National Securities, Llc
    Chula Vista, CA
    La Habra, CA
    Napa, CA
    Brea, CA
    Paramount Blvd, CA
    La Habra, CA
    Placentia, CA
    Garden Grove, CA
    Anaheim Hills, CA
    Commerce, CA
    Downey, CA
  • 2008-09-23 → 2010-02-17
    Panorama City, CA
    Huntington Park, CA
    Los Angeles, CA
    Porter Ranch, CA
    Lakewood, CA
    Lancaster, CA
    Palmdale, CA
    Pico Rivera, CA
    Long Beach, CA
    Santa Clarita, CA
    Lynwood, CA
    Los Angeles, CA
    Paramount, CA
    Montebello, CA
    Wilmington, CA
    Fort Mill, SC
    Commerce, CA
    Downey, CA
    Placentia, CA
    Garden Grove, CA
    Anaheim, CA
    La Habra, CA
    Brea, CA
  • 2008-05-28 → 2008-09-03
    Countrywide Investment Services, Inc.
    Fullerton, CA
    Costa Mesa, CA
  • 2007-11-07 → 2008-06-02
    Anaheim, CA
    Perris, CA
    Cerritos, CA
  • 2005-01-27 → 2007-10-16
    Corona, CA
    San Bernardino, CA
    Palm Springs, CA
    Rancho Mirage, CA
    Riverside, CA
    San Diego, CA
  • 2004-03-24 → 2005-01-04
    Essex National Securities, Llc
    Los Angeles, CA
Other Businesses

1- 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wescom Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/05/2025 - 160 hours per month/ 8 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-10
  • S66 Uniform Combined State Law Examination
    2000-07-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ontario, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor