Joseph Dain Duplechain

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2026-04-23

LA RA
APPROVED

Since 2026-04-23

Branch Locations

110 Rue Jean Lafitte Floor 1, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dupre Carrier Godchaux Agency, Inc.	Opelousas	LA	10/2012	12/2023
Arete Wealth Management Llc	Chicago	IL	10/2012	04/2026
Arete Wealth Advisors Llc	Chicago	IL	08/2015	04/2026
Lpl Financial, Llc	Lafayette	LA	04/2026	Present

10/2012 → 12/2023

Dupre Carrier Godchaux Agency, Inc.

Opelousas, LA
10/2012 → 04/2026

Arete Wealth Management Llc

Chicago, IL
08/2015 → 04/2026

Arete Wealth Advisors Llc

Chicago, IL
04/2026 → Present

Lpl Financial, Llc

Lafayette, LA

Previous Registrations

2015-08-14 → 2026-04-23

Arete Wealth Advisors, Llc

Opelousas, LA

Chicago, IL

Carencro, LA

Other Businesses

1. 04/2026 - Business Interest Group LLC - Property and Casualty - Inv Related - 60 Hour(s)/Month - 40 Hour(s) During Trading - Carencro, LA, 70520 - OBA Start Date: 01/15/2016 2. 04/2026 - Briley Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 150 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/23/2026 3. 04/2026 - Business Interest Group LLC - Non-Variable Insurance - Inv Related - 60 Hour(s)/Month - 40 Hour(s) During Trading - Carencro, LA, 70520 - OBA Start Date: 01/01/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-11

S66 Uniform Combined State Law Examination

2015-08-11

Other Names

Joseph D Duplechain

View on SEC IAPD