Benjamin Edward Nolen

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 08/2017
  Fidelity Investments
  Salt Lake City, UT
• 08/2017 → 11/2018
  Full Time Education
  Salt Lake City, UT
• 11/2018 → 01/2023
  Fidelity Brokerage Services Llc
  Salt Lake City, UT
• 06/2023 → 08/2023
  Us Tech Solutions
  Salt Lake City, UT
• 06/2023 → 08/2023
  Wells Fargo Clearing Services
  Salt Lake City, UT
• 01/2023 → 06/2023
  Unemployed
  Syracuse, UT
• 11/2023 → Present
  Transamerica Investors Securities Corporation
  Syracuse, UT
• 11/2023 → Present
  Transamerica Life Insurance Company
  Syracuse, UT

Previous Registrations

• 2023-08-09 → 2023-08-21
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  Salt Lake City, UT
• 2018-12-19 → 2023-02-10
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2016-10-19 → 2017-08-21
  Strategic Advisers Llc
  Salt Lake City, UT

Exams

• S66 Uniform Combined State Law Examination
  2016-10-14
• S63 Uniform Securities Agent State Law Examination
  2012-05-19

Other Names

• Benjamin Edward Nolen
• Benjamin Nolen
• Ben Nolen