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Carolina Rida Jaafar

J.P. Morgan Securities LLC

Vista, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-15
CA RA APPROVED 2016-09-07
  • TX RA
    APPROVED
    Since 2018-08-15
  • CA RA
    APPROVED
    Since 2016-09-07

Branch Locations

1641 S Melrose Dr, Vista, CA 92081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank N.A. Vista CA 07/2016 Present
Jp Morgan Securities Llc Vista CA 07/2016 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/1/2020 ADDRESS: 9886 SAN DIEGO, CA. DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-31
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2016-08-31
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Carolina Rida

View on SEC IAPD

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