Cesar Ramon Bernal

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 05/2018
  Jp Morgan Chase Bank
  Miami, FL
• 10/2012 → 05/2018
  J.P. Morgan Securities Llc
  Miami, FL
• 05/2018 → 11/2018
  Unemployed
  Miami, FL
• 11/2018 → 04/2020
  Valic Financial Advisors, Inc.
  Miami, FL
• 04/2020 → 10/2020
  Mutual Of Omaha Investor Services
  Miami, FL
• 11/2020 → 05/2021
  Regions Bank
  Miami, FL
• 03/2021 → 05/2021
  Cetera Investment Services Llc
  St. Cloud, MN
• 12/2021 → 02/2025
  Alight Financial Advisors Llc
  Charlotte, NC
• 05/2021 → 12/2021
  Td Bank
  Miami, FL
• 02/2025 → Present
  Transamerica Investors Securities, Llc
  Miami, FL
• 02/2025 → Present
  Transamerica Life Insurance Company
  Miami, FL

Previous Registrations

• 2022-01-28 → 2025-02-05
  Alight Financial Advisors, Llc
  Charlotte, NC
  Miami, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-02-05
• S65 Uniform Investment Adviser Law Examination
  2022-01-28

Other Names

• Cesar R Bernal
• Cesar Ramon Bernal
• Cesar Bernal
• Cesar Ramon Bernal