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Hector Ferran

Wells Fargo Clearing Services, LLC

Hialeah Gardens, FL

Miami Springs, FL

Coral Gables, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-15
  • FL RA
    APPROVED
    Since 2022-12-15

Branch Locations

11990 Hialeah Gardens Blvd, Hialeah Gardens, FL 33018 • United States

4299 Nw 36 St Ste W, Miami Springs, FL 33166 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Miami FL 09/2016 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 09/2016 12/2022
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 12/2022 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, HIALEAH, FL, 100% OWNERSHIP, START DATE 12/27/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-31
  • S66 Uniform Combined State Law Examination
    2012-12-31
Designations

View on SEC IAPD

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