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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| CA | RA | APPROVED | 2016-09-21 |
Branch Locations
700 S. State Street, Ukiah, CA 95482 • United States
103 S. Cloverdale Blvd., Cloverdale, CA 95425 • United States
234 S. Main Street #1, Willits, CA 95490 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Ukiah | CA | 09/2016 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 11/6/2012 ADDRESS: 238 Ukiah, CA DETAILS: 238 UKIAH, CA. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-02 |
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