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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
Branch Locations
949 S Coast Dr, Ste. 555, Costa Mesa, CA 92626 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | City Of Industry | CA | 01/2018 | 03/2020 |
| Gang Yan Diamond | Montclair | CA | 02/2017 | 12/2017 |
| Ameriprise Financial | Pasadena | CA | 02/2012 | 02/2017 |
| Ameriprise Financial Services, Llc | City Of Industry | CA | 03/2020 | 01/2025 |
| Sterling Wealth Partners | Tustin | CA | 02/2025 | Present |
| Commonwealth Financial Network | Waltham | MA | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-03 |
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