Joel Posligua

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-01-21
CT	RA	APPROVED	2022-03-30
NY	RA	APPROVED	2022-03-30
TX	RA	APPROVED	2022-03-30

NJ RA
APPROVED

Since 2025-01-21
CT RA
APPROVED

Since 2022-03-30
NY RA
APPROVED

Since 2022-03-30
TX RA
APPROVED

Since 2022-03-30

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	04/2014	09/2018
Morgan Stanley Smith Barney Llc	Garden City	NY	10/2018	03/2022
Happyfeet Northern Nj	Hoboken	NJ	09/2014	08/2019
Ubs Financial Services Inc	Boulevard	NY	03/2022	Present
Massapequa Soccer Club	Massapequa	NY	09/2019	Present

04/2014 → 09/2018

Ubs Financial Services Inc.

Weehawken, NJ
10/2018 → 03/2022

Morgan Stanley Smith Barney Llc

Garden City, NY
09/2014 → 08/2019

Happyfeet Northern Nj

Hoboken, NJ
03/2022 → Present

Ubs Financial Services Inc

Boulevard, NY
09/2019 → Present

Massapequa Soccer Club

Massapequa, NY

Previous Registrations

2018-10-15 → 2022-03-29

Morgan Stanley

New York, NY

Garden City, NY

Jericho, NY

Garden City, NY
2014-05-06 → 2018-10-08

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ
2013-08-29 → 2014-04-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Pennington, NJ

Other Businesses

*380848 - Massapequa Soccer Club; Not Investment related; Sports; Employee (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0; After business hours: 2; Soccer Trainer. * 423172 - Instagram Page of @biscottithedoxie; Investment related No; Massapequa, NY; Social Media; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2021; During business hours: 0; After business hours: 30., Start Date: 1/1/2021 Massapequa Soccer Club / Soccer CoachP.O Box 72 Massapequa Park, NY 11762MassapequaNew YorkUnited States11758 / Soccer Coach / 9/15/2019 Twitch - Joelteon10 , United States , Twitch.com/joelteon10 , Gaming streaming Other Gaming Twitch is an interactive live-streaming platform and social network where millions of people come together daily to watch broadcasts, socialize, and build communities. While it originally focused on video games and esports, it now spans a wide variety of content., Other Gamer, Gaming activities Start date 6/22/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-27
S63	Uniform Securities Agent State Law Examination	2011-12-27

S66 Uniform Combined State Law Examination

2013-08-27
S63 Uniform Securities Agent State Law Examination

2011-12-27

View on SEC IAPD