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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Omaha | NE | 10/2011 | Present |
| Pruco Securities, Llc. | Omaha | NE | 10/2011 | 11/2024 |
| Lpl Enterprise, Llc | Omaha | NE | 11/2024 | Present |
1) 04/08/2025-women and insurance financial services-President of the local chapter-Not Inv Related-At Omaha,NE-Start date 01/01/2018- 10hrs/mth-9hrs/mth during trading 2) 04/08/2025-Millard business association - Accelerators -president of accelerators referral group for region-Not Inv related-At Omaha, NE-Start date 01/01/2014-5hrs/mth-5hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-14 |
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