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Virginia F Fallon

LPl Enterprise, LLC

Omaha, NE

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-11-14
  • NE RA
    APPROVED
    Since 2024-11-14

Branch Locations

17838 Burke St Ste 200, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Omaha NE 10/2011 Present
Pruco Securities, Llc. Omaha NE 10/2011 11/2024
Lpl Enterprise, Llc Omaha NE 11/2024 Present
Previous Registrations
Other Businesses

1) 04/08/2025-women and insurance financial services-President of the local chapter-Not Inv Related-At Omaha,NE-Start date 01/01/2018- 10hrs/mth-9hrs/mth during trading 2) 04/08/2025-Millard business association - Accelerators -president of accelerators referral group for region-Not Inv related-At Omaha, NE-Start date 01/01/2014-5hrs/mth-5hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-26
S63 Uniform Securities Agent State Law Examination 2011-09-14
  • S65 Uniform Investment Adviser Law Examination
    2016-05-26
  • S63 Uniform Securities Agent State Law Examination
    2011-09-14
Other Names
  • Ginny Fallon

View on SEC IAPD

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