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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-24
  • TN RA
    APPROVED
    Since 2025-01-24

Branch Locations

10420 Jackson Oaks Way Suite 102, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagemark Consulting Knoxville TN 10/2011 Present
Lincoln Financial Advisors Corporation Knoxville TN 07/2014 01/2025
Osaic Wealth, Inc. Knoxville TN 01/2025 Present
  • 10/2011 → Present
    Sagemark Consulting
    Knoxville, TN
  • 07/2014 → 01/2025
    Lincoln Financial Advisors Corporation
    Knoxville, TN
  • 01/2025 → Present
    Knoxville, TN
Previous Registrations
  • 2015-02-10 → 2025-01-24
    Osaic Fa, Inc.
    Knoxville, TN
Other Businesses

1. SOLO ENGINEERING ENTERPRISES LLC KNOXVILLE TN CATEGORY: OWNER INVESTMENT RELATED: NO TITLE: OWNER DUTIES: ENGINEERING PROJECT MANAGEMENT SERVICES START DATE: 05/2021 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS: 40 2. MERCK POSITION: Associate Director NATURE: Formerly: I have created an LLC to conduct engineering project management services as an independent contractor with Merck. I worked for Merck over 15 years ago and they have hired me back to work remotely as a project coordinator. Currently: I have been offered a direct hire position with Merck for the same work I was conducting by consultation services, as previously disclosed. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 25 START DATE: 06/30/2025 ADDRESS: 126 E. Lincoln Ave, Rahway NJ 07065, United States DESCRIPTION: Formerly: I am the only member of the LLC. I have created an LLC to provide technical contracting services to Merck (pharmaceutical company). Currently: Project management and resource management for an IT group at Merck.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-09
  • S66 Uniform Combined State Law Examination
    2015-02-09
Other Names
  • Gloria Hood Shipley
  • Gloria Elayne Hood
  • Gloria E. Hood
  • Gloria H Shipley

View on SEC IAPD

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