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James Cole Alfonso

Ellis Financial Planning

Clarksville, TN

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Current Employers
Ellis Financial Planning

2681 Townsend Ct., Clarksville, TN 37043 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-16
  • TN RA
    APPROVED
    Since 2024-12-16

Branch Locations

2681 Townsend Ct., Clarksville, TN 37043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Sewickley PA 12/2013 11/2017
Rbc Capital Markets, Llc. Sewickley PA 11/2017 04/2024
Raymond James Financial Services, Inc. Clarksville TN 04/2024 10/2024
Raymond James Financial Services Advisors, Inc. Clarksville TN 04/2024 10/2024
Ellis & Company Clarksville TN 04/2024 Present
Previous Registrations
Other Businesses

Ellis & Company Not investment related Clarksville, TN DBA/Support Company Advisor 4/2024 0 hrs per month 0 hrs during trading hrs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-02
  • S66 Uniform Combined State Law Examination
    2016-07-02

View on SEC IAPD

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