Best Investors Account Sign in
Inactive

Samuel Curtis Brumbaugh

Ieq Capital, LLC

Foster City, CA

Claim This Profile
Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-07
  • CA RA
    APPROVED
    Since 2019-06-07

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bel Air Investment Advisors Llc Los Angeles CA 05/2015 04/2019
Bel Air Securities Llc Los Angeles CA 05/2015 04/2019
First Republic Investment Management, Inc. Palo Alto CA 05/2019 05/2019
First Republic Securities Company, Llc Palo Alto CA 05/2019 05/2019
Ieq Capital, Llc Foster City CA 06/2019 Present
  • 05/2015 → 04/2019
    Bel Air Investment Advisors Llc
    Los Angeles, CA
  • 05/2015 → 04/2019
    Bel Air Securities Llc
    Los Angeles, CA
  • 05/2019 → 05/2019
    First Republic Investment Management, Inc.
    Palo Alto, CA
  • 05/2019 → 05/2019
    First Republic Securities Company, Llc
    Palo Alto, CA
  • 06/2019 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
  • 2019-05-02 → 2019-06-04
    J.P. Morgan Private Wealth Advisors Llc
    Palo Alto, CA
  • 2013-01-28 → 2015-05-08
    Ubs Financial Services Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2013-01-25
Designations
Other Names
  • Sam Brumbaugh

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor