Samuel Curtis Brumbaugh

Employer firm

Ieq Capital, LLC CRD 301819

$56.8B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 04/2019
  Bel Air Investment Advisors Llc
  Los Angeles, CA
• 05/2015 → 04/2019
  Bel Air Securities Llc
  Los Angeles, CA
• 05/2019 → 05/2019
  First Republic Investment Management, Inc.
  Palo Alto, CA
• 05/2019 → 05/2019
  First Republic Securities Company, Llc
  Palo Alto, CA
• 06/2019 → Present
  Ieq Capital, Llc
  Foster City, CA

Previous Registrations

• 2019-05-02 → 2019-06-04
  J.P. Morgan Private Wealth Advisors Llc
  Palo Alto, CA
• 2013-01-28 → 2015-05-08
  Ubs Financial Services Inc.
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2013-01-25

Designations

• Certified Financial Planner

Other Names

• Sam Brumbaugh